WebOct 1, 2009 · The Investment Company Act definition of “investment company” captures not only issuers that would commonly be considered to be investment companies – that is, … WebSep 10, 2007 · THE INADVERTENT INVESTMENT COMPANY: PRIVATE LITIGATION RISK UNDER THE INVESTMENT COMPANY ACT OF 1940. Paige Holden Montgomery of Weil, Gotshal & Manges LLP in Dallas discusses how companies can inadvertently become an investment company under The Investment Company Act of 1940 and the consequences …
How to avoid registration under the Investment Company Act of 1940
WebMar 13, 2024 · Under Section 3 (a) (1 (C) of the act, an issuer may become an investment company if it is engaged, or proposes to engage, in the business of investing, reinvesting, owning, holding or trading... WebApr 10, 2024 · Edwin C. Laurenson. Edwin (Ted) Charles Laurenson focuses his practice on investment management matters, including private investment funds, investment companies registered under the Investment Company Act of 1940 and the registration and compliance obligations of investment managers and the funds they manage under the … churches deer park washington
15 U.S. Code § 80a–3 - Definition of investment company
WebThe Inadvertent Investment Company: Private Litigation Risk Under the Investment Company Act of 1940 By Paige Holden Montgomery While the consequences of … WebInvestment Company Act EDMUND H. KERRt Many companies are born as investment companies and thereby knowingly subject themselves to the myriad regulations of the Investment Company Act of I940.1 Others have that status thrust upon them by section 3 (a) (3). The typical inadvertent investment company's problems begin when some or all of its ... WebJun 11, 2014 · The Investment Company Act of 1940 (the "Act") was enacted by Congress to protect members of the U.S. public from potential abuses resulting from pooled … devchelloworld